Job Vacancy

    Risk & Compliance Analyst

    Job Description:

    Position: Risk & Compliance Analyst
    Based: Glasgow
    Salary: Competitive
    Benefits: Generous benefits package including employer pension contribution and private healthcare cover

    We are seeking a dedicated Risk & Compliance Analyst to join our team in Glasgow. The successful candidate will be responsible for identifying and assessing potential risks to the firm, managing risk registers, and collaborating with individuals across the business to ensure that controls are maintained. Additionally, the role involves oversight and maintaining the register of key third parties.

     

    WHO WE ARE?

    Maven is one of the UK’s most active private equity managers, backing ambitious businesses of all sizes across a range of sectors and providing those businesses with the essential capital and expertise they require to unlock potential and accelerate growth. Maven Capital Partners is a subsidiary of Mattioli Woods, a leading provider of wealth management and employee benefits. In 2024 Mattioli Woods was acquired by Pollen Street Capital and delisted from AIM. 

     

     

    Ryan

    Responsibilities:

    • Build and manage key stakeholder relationships within the Maven group and with key third parties, establishing a good working rapport and effective buy-in of risk management.
    • Collaborate closely with the Compliance team to support reporting on risk information, including developing management information to monitor risks and producing risk reports.
    • Maintain and develop risk registers and dashboards.
    • Attend quarterly Risk Committee client meetings.
    • Maintain Operational Resilience records, including communication with key third parties.
    • Incorporate data protection systems and controls into Maven's risk framework and compliance monitoring plan; assist with providing business advice and training.
    • Provide risk-related information for third parties conducting due diligence on Maven (investors, advisors, industry commentators).
    • Stay informed about emerging risks and regulatory changes to support the business in managing risks effectively.

    What you need to succeed:

    • Minimum of 3 years’ experience in a risk management and/or compliance role within the financial services industry, with operational resilience oversight experience preferred but not essential.
    • Knowledge and experience of managing and overseeing cyber security risk and controls preferred but not essential.
    • Familiarity with risk management or other software systems would be beneficial but not essential.
    • Educated to degree level or equivalent industry experience.
    • Compliance or relevant industry qualifications desirable but not essential (such as CISI Investment Operations Certificate).
    • Strong critical analysis skills.
    • Excellent report writing abilities.
    • Strong communication skills.
    • Good record-keeping skills.
    • Proficiency in Excel.
    Lorna Kelly, Strategic Development Director at Maven

    The benefits of choosing Maven

    Your benefits package includes the following:

    • Group Pension (10% contributions paid by employer)

    • Life Assurance (7 x Salary)

    • Income Protection

    • Health Cash Plan

    • Private Medical Health

    • Company Sick Pay

    • Enhanced Maternity and Paternity Pay

    • Company paid training

    • Cycle to work scheme

    • Retail discounts

    • Ability to buy additional holidays

    • You will be able to pick additional benefits to suit you!

    Maven Capital Partners is an equal-opportunity employer that is committed to creating a diverse and inclusive experience for all its employees

    How to apply:

    Does this sound like the perfect job for you? To apply please email: recruitment@mavencp.com

     

    Maven Capital Partners UK LLP is a subsidiary of Mattioli Woods plc.